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Tag: Financial Advisory and Intermediary Services Act
Home Posts tagged "Financial Advisory and Intermediary Services Act"

Tag: Financial Advisory and Intermediary Services Act

Financial services / Rule of Law / Videos0
Video: Violation of the Rule of Law gave SA the Guptas and Zuma corruption

Video: Violation of the Rule of Law gave SA the Guptas and Zuma corruption

Rex van Schalkwyk 2018-06-13 2018-06-15
Read more"Video: Violation of the Rule of Law gave SA the Guptas and Zuma corruption"
Financial services / Research / Rule of Law0
FAIS Act (37 of 2002) – Fit and proper requirements

FAIS Act (37 of 2002) – Fit and proper requirements

Gary Moore 2017-11-20 2018-02-22

Author: Gary Moore Date: 20 November 2017 The provisions of the Financial Advisory and Intermediary Services Act, 2002[1] which provide for the determining of “fit and proper requirements,” and for the granting of exemptions therefrom, …

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Financial services / Research / Rule of Law0
FAIS Act (37 of 2002) – Debarring representatives

FAIS Act (37 of 2002) – Debarring representatives

Gary Moore 2017-08-04 2018-02-22

Author: Gary Moore Date: 4 August 2017 The Financial Advisory and Intermediary Services Act, 2002[1] stipulates a person may not act as representative of a financial-services provider by rendering intermediary services or advice on the …

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Financial services / Research / Rule of Law0
FAIS Act (37 of 2002) – Intermediary service

FAIS Act (37 of 2002) – Intermediary service

Gary Moore 2017-06-07 2018-02-22

Author: Gary Moore Date: 7 June 2017 The Financial Advisory and Intermediary Services Act, 2002[1] regulates the furnishing to clients of defined types of “advice”[2] about financial products.[3] It also regulates the rendering of defined …

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Financial services / Research / Rule of Law0
FAIS Act (37 of 2002) – Undesirable business practices

FAIS Act (37 of 2002) – Undesirable business practices

Gary Moore 2016-10-16 2018-02-22

Author: Gary Moore Date: 16 October 2016 The Financial Advisory and Intermediary Services Act, 2002[1] says the Registrar[2] may by notice declare a business practice undesirable for any or all authorised[3] financial service providers.[4] After …

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